Osmania University · Faculty of Law
Law of Investments and Securities · August 2021
August 2021 · Law of Investments and Securities · Semester 6
FACULTY OF LAW
LL.B. (3 YDC) III - Year VI - Semester Examination, August 2021
Subject : LAW
PAPER - III (C) : LAW OF INVESTMENT AND SECURITIES
Code No. 7417
Time : 3 Hours Max. Marks : 80
PART - A (4 x 10 = 40 Marks)
Answer any FOUR of the following:
1. TER.
2. SARS.
3. Fungibility.
4. Depository.
5. SEBI.
6. Venture Capital.
7. Transmission of Shares.
8. NBFC.
PART - B (1 x 20 = 20 Marks)
Answer any ONE of the following:
9. Explain the SEBI as an effective regulator of capital market in India.
10. Explain the characteristics and objectives of investments.
11. Explain the functioning and administrative structure of stock exchanges under the SC(R) Act.
12. Explain the law relating to protection of Depositories under the Depositories Act.
PART - C (1 x 20 = 20 Marks)
Answer any ONE of the following:
13. When a shareholder of 'X' Company delegates the right to vote at an AGM to another person, what is
the legality?
14. X is the shareholder of Y Company. X insures the Steel Company in his own name. The Company is
destroyed by fire. Can X recover the loss?
15. X was bearer of a debenture of Y Company. He transferred the same to Y. The Company Y refused to
pay the amount with interest to him. Whether Y can claim it.
16. X is a debenture holder of Y Company but the company went into losses and was declared insolvent.
Advise what to do.
Note: Part A item 8 was faint in the source photo (read as 'NEFC', reconstructed here as 'NBFC' by
comparison with similar papers); Part C item 13's 'HGM' was also reconstructed as 'AGM'. Worth
checking against the original page.