Law of Investments and Securities · Semester 6

Law of Investments and Securities · May/June 2014 (Old)

Download PDF
Study aid only. Confirm statute numbers with the current bare Act and the official OU LL.B. (3-YDC) 2024–25 syllabus PDF.

Official previous-year question paper (PDF scan), OU LL.B. Year 3 Semester 2 (VI Semester). Download the file; question-to-topic mapping can be added later from this paper.

Osmania University · Faculty of Law

Law of Investments and Securities · May/June 2014 (Old)

May/June (Old) 2014 · Law of Investments and Securities · Semester 6

FACULTY OF LAW
LL.B. (3 YDC) III - Year VI - Semester (Old) Examination, May / June 2014
Subject : LAW
PAPER - II (B) : LAW OF INVESTMENTS AND SECURITIES
Code No. 684
Time : 3 Hours Max. Marks : 80

PART - A (5 x 6 = 30 Marks)
Write short notes on any FIVE of the following:
1. Promoter.
2. Public Company.
3. Provisional Contracts.
4. Sweat Equity Shares.
5. Calls and Forfeiture.
6. Stock Exchange.
7. Online Trading.
8. NBFC's.

PART - B (2 x 15 = 30 Marks)
Answer any TWO of the following questions: (item 11 incomplete in source photo)
9. Explain the administration of a company in relation to issue of prospectus to the general public.
10. Explain the basic features of the Securities Contracts (Regulation) Act.
11. Explain the role of SEBI in process of economic development of India.
12. Explain the objectives and importance of the A.P. Protection of Depositaries Act.

PART - C (2 x 10 = 20 Marks)
Answer any TWO of the following questions:
13. 'X' mortgaged his share certificate to SBH, O.U. branch, for a loan amount. Then 'X' became a defaulter
and his name was listed on the N.P.A. Explain steps to solve the problem.
14. 'X' Ltd company wants to go for listing with the B.S.E. Explain the procedure and advise 'X' on listing the
company with BSE.

15. 'P' is a private limited company, run by a limited group of people. After some years 'P' Pvt. Ltd. company
converts into a Public Ltd. company. What are the steps involved for conversion?
16. 'X', an intending shareholder, wants to start share business by opening a D-MAT account in a
Nationalized Bank. What are the steps and requirements to open a D-MAT Account in the Bank?

Part A · 6 marks

  1. Promoter.
    Year and frequency →
  2. Public Company.
    Year and frequency →
  3. Provisional Contracts.
    2× in bank Topics: Contracts in securities and prohibition of undesirable bargains
    Year and frequency →
  4. Sweat Equity Shares.
    Year and frequency →
  5. Calls and Forfeiture.
    Year and frequency →
  6. Stock Exchange.
    5× in bank Topics: Recognised stock exchanges and listing
    Year and frequency →
  7. Online Trading.
    Topics: Unpublished price-sensitive information and insider trading
    Year and frequency →
  8. NBFC's.
    4× in bank
    Year and frequency →

Part B · 15 marks

  1. Explain the administration of a company in relation to issue of prospectus to the general public.
    Topics: Prospectus, deemed prospectus and shelf prospectus
    Year and frequency →
  2. Explain the basic features of the Securities Contracts (Regulation) Act.
    Topics: Contracts in securities and prohibition of undesirable bargains
    Year and frequency →
  3. Explain the role of SEBI in process of economic development of India.
    Topics: Pledge, transfer and SEBI's role in the depository system
    Year and frequency →
  4. Explain the objectives and importance of the A.P. Protection of Depositaries Act.
    Year and frequency →

Part C · 10 marks

  1. 'X' mortgaged his share certificate to SBH, O.U. branch, for a loan amount. Then 'X' became a defaulter and his name was listed on the N.P.A. Explain steps to solve the problem.
    Year and frequency →
  2. 'X' Ltd company wants to go for listing with the B.S.E. Explain the procedure and advise 'X' on listing the company with BSE.
    Topics: Recognised stock exchanges and listing
    Year and frequency →
  3. 'P' is a private limited company, run by a limited group of people. After some years 'P' Pvt. Ltd. company converts into a Public Ltd. company. What are the steps involved for conversion?
    Year and frequency →
  4. 'X', an intending shareholder, wants to start share business by opening a D-MAT account in a Nationalized Bank. What are the steps and requirements to open a D-MAT Account in the Bank?
    Year and frequency →